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1750 Tysons Blvd, Suite 1500
Tysons, VA 22102

+1 (703)-206-8116

info@lucrumcapitalsecurities.com

Disclaimer

Broker dealer services provided in connection with an investment are offered through Lucrum Capital Securities, Inc (“Lucrum Capital Securities”), a registered broker dealer, Member of FINRA/SIPC. Information on all FINRA registered representatives can be found on FINRA’s BrokerCheck. Additional information is available in Lucrum Capital Securities’ Client Relationship Summary (CRS) (See below for link to disclosure).

  • What are the advantages and disadvantages of raising capital through a private placement issuance?
    Private placements offer companies flexibility in negotiating terms, potentially more cost-efficient fundraising due to reduced regulatory requirements, and a quicker way to secure funds while maintaining confidentiality. However, they might restrict firms to a smaller pool of potential investors, pose liquidity concerns for the securities issued, carry a potentially higher cost of capital, and still come with regulatory oversight that demands careful adherence.
  • What are the potential benefits and risks of investing in private placement securities with underlying real assets?
    Investing in such securities can diversify a portfolio, provide potential income streams, and possibly appreciate value with potentially limited correlation to traditional markets. Conversely, these investments might be less liquid, come with higher fees, offer less transparency, be susceptible to market volatility, and face potential regulatory challenges that could impact performance.
  • If I am not an accredited investor, can I still invest in private placements?
    While many private placements are limited to accredited investors due to regulatory guidelines, there are offerings available to non-accredited investors under certain exemptions. For example, Rule 506(b) offerings allow a maximum of 35 non-accredited investors for one individual offering. However, we generally don’t take on non-accredited investors due to complexity and risky nature of private placements. We would onboard such investors under special circumstances, considering factors such as investment experience, financial sophistication, and financial stability. If you're interested in investing in private placements, it's crucial to consult with your financial advisor to understand the available opportunities and associated risks.
  • For infrastructure assets, are you able to engage in municipal offerings/underwritings?
    No, we are not licensed or approved to act as municipal securities underwriters or brokers. By infrastructure assets, we are specifically targeting those that usually are owned by private actors or in some public-private partnership that is absent from municipal securitization.
  • What is the firm’s target capital raising range for a single offering?
    We are capable of assisting capital raising efforts that require a range of $5 million and $50 million of equity or debt financing, depending on the specifics of the offering and issuer. We communicate our capital raising estimates ahead of time after initial screening of the offering and issuer.

Content provided on this website is for informational purposes only and should not be regarded as a recommendation, tax or legal advice in relation to the relevant subject matter (investors must seek their own legal or other professional advice), an offer to sell securities, or a solicitation of an offer to buy any investment products, financial products, or services. Investment opportunities available through Lucrum Capital Securities are speculative and involve substantial risk. You should not invest unless you can sustain the risk of loss of capital, including the risk of total loss of capital. All investors should consider their individual factors in consultation with a professional advisor of their choosing when deciding if an investment is appropriate. Private placements are illiquid investments, in that they cannot be easily sold or exchanged for cash, and are intended for investors who do not need a liquid investment.

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